The SEC says that two Robinhood broker-dealers agreed to pay $45M in combined penalties to settle charges that they violated over 10 securities law provisions (Dan Mangan/CNBC)

Dan Mangan / CNBC:
The SEC says that two Robinhood broker-dealers agreed to pay $45M in combined penalties to settle charges that they violated over 10 securities law provisions  —  - CNBC Councils  — CNBC on Peacock  — Join the CNBC Panel  — Supply Chain Values  — Select Shopping  — Ad Choices



from Techmeme https://ift.tt/iyqhAzY
Previous Post
Next Post
Related Posts

0 comments:

Please do not enter any spam in the comment box!